Search Result

1261 - 1280 of 1523 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction