Search Result

361 - 380 of 1477 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk