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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees