Search Result

141 - 160 of 1149 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales