Search Result

141 - 160 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application