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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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MCOB 6A.5 MCD distance contracts with retail customers

As Published: 2019

MCOB 6A.5 MCD distance contracts with retail customers

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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CREDS 8.1 Application and purpose

COLL 3.1 Introduction

REC 6.8 Powers to supervise

LR 10.1 Preliminary

CASS 1A.2 CASS firm classification

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

PERG 3A.7 Transitional arrangements

CONC 7.10 Treatment of customers with mental capacity limitations

EG 16.4 The effect of a disapplication order

DTR 1.4 Suspension of trading

DISP App 3.5 Re-assessing rejected claims at step 1

PERG 8.19 Additional restriction on the promotion of life policies

CASS 9.3 Prime brokerage agreement disclosure annex

PERG 8.23 Regulated activities

CREDS 8.2 Reporting requirements