Search Result

1061 - 1080 of 1494 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

…

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

…

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

…

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

…