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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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TC App 5.1

As Published: 2010

TC App 5.1

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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