Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.18 Membership

COLL 4.7 Key investor information and marketing communications

FEES 13.1 Application and purpose

DEPP 3.2 The operation of the RDC

CASS 12.2 Treatment of client money

LR 1.4 Miscellaneous

BIPRU 11.2 Basis of disclosures

CONC 11.1 The right to cancel

REC 3.14A Operation of a trading venue

CASS 5.2 Holding money as agent of an insurance undertaking

SUP 5.5 Duties of firms

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 10A.12 Procedures relating to FCA-approved persons