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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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EG 6.3 Decisions against ECA providers [deleted]

As Published: 2016

EG 6.3 Decisions against ECA providers [deleted]

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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