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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions