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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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CASS 6.7 Treatment of custody assets after a failure

LR 2.2 Requirements for all securities

EG 7.1 The FCA’s use of sanctions

EG 16.2 Disapplication orders

FEES 13.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

COLL 5.3 Derivative exposure

DISP 1.5 Complaints resolved by close of the third business day

CONC 2.8 E-commerce

SUP 9.2 Making a request for individual guidance

CASS 5.4 Non-statutory client money trust

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

REC 4.2C Control over a UK RIE

COBS 3.7 Providing clients with a higher level of protection

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

APER 4.4 Statement of Principle 4

COBS 14.3 Information about designated investments (non-MiFID provisions)

COBS 2.4 Agent as client and reliance on others

COBS 13.5 Preparing product information: other projections