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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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CONC 8.5 Financial statements and debt repayment offers

As Published: 2016

CONC 8.5 Financial statements and debt repayment offers

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BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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