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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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