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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2015

CONC App 1.2 Total charge for credit rules for other agreements

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ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

…

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Similar To

PERG 14.5 The ‘by-way-of-business’ test

FEES 5.8 Joining the Financial Ombudsman Service

PERG 14.7 Exemptions

CONC 7.10 Treatment of customers with mental capacity limitations

COBS 2.4 Agent as client and reliance on others

SUP 10C.16 References and accurate information

REC 3.8 Financial and other information

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 3.3 Waivers

PR 5.6 Miscellaneous

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

COLL 4.7 Key investor information and marketing communications

DEPP 5.1 Settlement decision makers

DEPP 3.2 The operation of the RDC

COLL 6.13 Record keeping

REC 3.14A Operation of a trading venue

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

CASS 7.12 Organisational requirements: client money

CONC App 1.2 Total charge for credit rules for other agreements

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts