Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.2 General

SUP 8.5 Notification of altered circumstances relating to waivers

REC 6.3 Recognition requirements

COLL 14.2 Registration with the Charity Commission

PERG 5.15 Illustrative tables

PERG 2.2 Introduction

PERG 1.4 General guidance to be found in PERG

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

LR 1.3 Information gathering and publication

MAR 8.2 Requirements for benchmark submitters [deleted]

PERG 3A.2 General issues

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

REC 3.7 Auditors

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COBS 15.2 The right to cancel

EG 9.6 Applications for variation or revocation of prohibition orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 10A.10 Customer-dealing functions

MAR 7A.3 Requirements for algorithmic trading

MAR 7A.4 Requirements when providing direct electronic access