Search Result

41 - 60 of 730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

COBS 3.7 Providing clients with a higher level of protection

As Published: 2017

COBS 3.7 Providing clients with a higher level of protection

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application