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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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Effective Period

Similar To

SYSC 19C.2 General requirement

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

REC 3.20 Disciplinary action relating to members

LR 13.5 Financial information in Class 1 Circulars

COLL 12.2 UK UCITS management companies

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MAR 10.4 Position reporting

PERG 8.9 Circumstances where the restriction in section 21 does not apply

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 8.17A Financial promotions concerning insurance distribution activities

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 4.3 Regulated activities related to mortgages

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 13.6 People

DTR 8.4 Continuing obligations

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.15 Discipline

PERG 8.20 Additional restriction on the promotion of collective investment schemes