Search Result

381 - 400 of 1160 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

…