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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COND 1.3 General

As Published: 2013

COND 1.3 General

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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