Search Result

321 - 340 of 1628 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS