Search Result

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.9 Decision making

MAR 9.1 Application, introduction, approach and structure

PRIN 3.1 Who?

LR 8.3 Role of a sponsor: general

LR 7.2 The Listing and Premium Listing Principles

PERG 5.12 Link between activities and the United Kingdom

COLL 4.7 Key investor information and marketing communications

REC 5.1 Introduction and legal background

COBS 11.7 Personal account dealing

SUP 16.3 General provisions on reporting

SUP 18.4 Friendly Society transfers and amalgamations

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts