Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

ICOBS 4.4 Commission disclosure for commercial customers

LR 10.8 Miscellaneous

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

COBS 11.6 Use of dealing commission [deleted]

MIPRU 4.2BA Securitisation

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

COND 2.4 Appropriate resources

DISP 1.10A Complaints data publication rules

COND 1.2 Purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

LR 8.7 Supervision of sponsors

APER 4.4 Statement of Principle 4

CONC 7.6 Exercise of continuous payment authority

SUP App 3.6 Freedom to provide services

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 6.5 General principles

GEN 2.2 Interpreting the Handbook