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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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