Search Result

221 - 240 of 1205 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements