Search Result

181 - 200 of 1629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 13.2 General

As Published: 2011

PERG 13.2 General

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions