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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules