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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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LR 5.1 Suspending listing

COBS 20.3 Principles and Practices of Financial Management

COBS 9.3 Guidance on assessing suitability

MAR 4.3 Support of the Takeover Panel's Functions

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

COBS 4.10 Approving and confirming compliance of financial promotions

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 13.2 Approval of circulars

LR 10.1 Preliminary

CONC 4.7 Information to be provided in relation to current account agreements

LR 9.5 Transactions

IPRU-INV 4.2 PURPOSE

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)