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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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CREDS 8.2 Reporting requirements

REC 4.4 Complaints

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CONC 15.1 Application

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

COBS 9.5 Record keeping and retention periods for suitability records

INSPRU 8.4 Capacity Transfer Market

FEES 6.5A The retail pool

REC 4.2C Control over a UK RIE

CONC 1.3 Guidance on financial difficulties

MCOB 2.5 Reliance on others

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

DISP 3.3 Dismissal without consideration of the merits and test cases

CONC 7.5 Pursuing and recovering repayments

CONC 8.8 Debt management plans

LR 1.5 Standard and Premium Listing