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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes