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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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Similar To

MCOB 6.9 Regulated sale and rent back agreements

DISP 1.1A Complaints handling requirements for MiFID complaints

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

CASS 5.8 Safe keeping of client's documents and other assets

DISP App 1.5 Additional considerations

DTR 8.4 Continuing obligations

SUP 16.12 Integrated Regulatory Reporting

CASS 8.3 Records and internal controls

CASS 5.5 Segregation and the operation of client money accounts

SYSC 22.8 Policies and appointed representatives

REC 5.2 Application process

SYSC 1.4 Application of SYSC 11 to 28A

COLL 9.3 Section 272 recognised schemes

SYSC 4.3A Management body and nomination committee

SYSC 19D.3 Remuneration principles

PERG 16.6 Exclusions

LR 13.8 Other circulars

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 8.21 Company statements, announcements and briefings