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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 8.1 Application

As Published: 2005

LR 8.1 Application

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach