Search Result

441 - 460 of 1596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes