Search Result

341 - 360 of 1319 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA