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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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