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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SYSC 4.5

As Published: 2015

SYSC 4.5

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

SYSC 4.8

As Published: 2015

SYSC 4.8

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

COBS 10.6 When a firm need not assess appropriateness

As Published: 2017

COBS 10.6 When a firm need not assess appropriateness

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information