Search Result

121 - 140 of 1388 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue