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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers