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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

DTR 1A.3 FCA may require the publication of information

MIPRU 1.2 Actions for damages

FIT 2.3 Financial soundness

DTR 1.5 Fees and sanctions

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.4 Case selection: Unauthorised business

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

REC 3.17 Inability to discharge regulatory functions

EG 14.2 Choice of powers

CASS 11.6 Statutory trust