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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COBS 12.3 Non-independent research [deleted]

As Published: 2017

COBS 12.3 Non-independent research [deleted]

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers