Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

IPRU-INV Annex A 1 INTRODUCTION

GEN 5.1 Application and purpose

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

FEES 6.3 The FSCS's power to impose levies

CASS 5.2 Holding money as agent of an insurance undertaking

SUP 5.5 Duties of firms

REC 3.4 Members of the management body and internal organisation

SYSC 9.1 General rules on record-keeping

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 10.4A The application of requirements which implemented EU directives

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

DTR 1C.2 Modifying rules and consulting the FCA

SUP 10C.16 References and accurate information

SUP 16.22 Reporting under the Payment Accounts Regulations

COLL 5.1 Introduction

EG 5.1 Settlement and the FCA – an overview

PRIN 3.3 Where?