Search Result

61 - 80 of 240 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading