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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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SUP 5.5 Duties of firms

PERG 4.5 Arranging regulated mortgage contracts

SYSC 4.7

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

COCON 4.1 Specific guidance on individual conduct rules

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COBS 11.2 Best execution for AIFMs and residual CIS operators

SUP 10C.10 Application for approval and withdrawing an application for approval

DTR 1.4 Suspension of trading

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SYSC 10.1 Application