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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SYSC 4.5

As Published: 2015

SYSC 4.5

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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CASS 6.1 Application

SYSC 19C.2 General requirement

PERG 8.5 In the course of business

CONC 3.1 Application

MAR 1.10 Statutory exceptions

SYSC 7.1 Risk control

PERG 8.6 Communicate

COND 2.5 Suitability

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 1A.3 The FCA's approach to supervision

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy