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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 15.12 Ongoing alerts for retail adviser complaints

EG 16.4 The effect of a disapplication order

SUP 3.3 Appointment of auditors

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

RCB 2.1 Application and purpose of chapter

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

SYSC 13.9 Outsourcing

DTR 2.7 Dealing with rumours

EG 2.10 Industry guidance

DTR 1A.4 Fees

COLL 7.2 Suspension and restart of dealings

REC 2.16 Complaints

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

SYSC 22.1 Application

SUP 10A.7 FCA required functions

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices