Search Result

641 - 660 of 1398 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance