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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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Similar To

SUP 16.4 Annual controllers report

SUP 3.2 Purpose

FEES 5.8 Joining the Financial Ombudsman Service

CASS 6.4 Use of safe custody assets

CASS 11.12 CASS 11 resolution pack

COLL 7.2 Suspension and restart of dealings

MCOB 2.8 Record keeping

MCOB 6.9 Regulated sale and rent back agreements

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars