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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

RCB 3.3 Asset pool notifications

CONC 2.5 Conduct of business: credit broking

SYSC 22.5 Giving references: additional rules and guidance for all firms

COBS 2.4 Agent as client and reliance on others

CONC 3.1 Application

MAR 1.10 Statutory exceptions

PERG 15.7 Transitional provisions [deleted]

PERG 6.3 Background

APER 2.1A The Statements of Principle

PERG 1.2 Introduction

DEPP 1.1 Application and Purpose

PERG 8.6 Communicate

SUP 17A.2 Connectivity with FCA systems

LR 3.3 Shares

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

LR 3.4 Debt and other securities

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling