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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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MAR 7A.3 Requirements for algorithmic trading

PERG 8.32 Arranging deals in investments

LR 5.5 Miscellaneous

LR 3.3 Shares

LR 3.4 Debt and other securities

LR 2.2 Requirements for all securities

COBS 9.4 Suitability reports

SUP 16.7A Annual report and accounts

SYSC 6.3 Financial crime

REC 6.3 Recognition requirements

SUP 10C.4 Specification of functions

CONC 12.1 Application and purpose

COBS 11.4 Client limit orders

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

EG 2.13 Late reporting or non-submission of reports to the FCA

SUP 16.21 Reporting under the MCD Order for CBTL firms

EG 20.1 Introduction

EG 10.5 Section 198: the FCA’s policy [deleted]

SUP 17A.2 Connectivity with FCA systems

SUP 1A.3 The FCA's approach to supervision