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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

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